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Appendix B

U.S. Federal Court Decision Data

(89 cases decided by U.S. Courts of Appeals on issues of plant closings and threats of plant closing)

Time Period: 1986 –1993

Table B.1. By Type of Complaint

Type of Conduct
Complained ofa
Sub-Categories of Conduct Number of Charges
Closures Straightforward closures 5 (6%)b

Closures with later reopenings (non-union) 10 (11%)

SUBTOTAL 15 (17%)
Partial Closures Refusal to hire/rehire union employees 6 (7%)

Subcontracting out of union work 5 (6%)

Closure of unit or department, or substantial reduction in work 7 (8%)

SUBTOTAL 18 (20%)
Threats
56 (63%)
TOTAL
89

a Cases in which both a threat and an actual closure (either partial or total) occurred have only been included in the "closure" category. Thus, the category "threats" includes only cases where no closure actually occurred.

b Percentages of total number of cases may not add up to 100 percent because of rounding. This total includes one case where all employees had been dismissed.

Table B.2. By Disposition of Complaint (where NLRB found that an unfair labor practice occurred)

Nature of ULP violationsa
Cases Explicitly Coded as Suchb Cases that Appear to Fall Within Category Total of Preceding 2 Columns
8(a)(1) Upheld 34 (92%)c 28 (100%) 62 (95%)

Rejected 3 (8%) 0 (0%) 3 (5%)

Remanded re: resultd 0 (0%) 0 (0%) 0 (0%)
8(a)(3) Upheld 16 (94%) 20 (95%) 36 (95%)

Rejected 0 (0%) 1 (5%) 1 (3%)
Remedya Number of Times Awardedb
Reinstatement, job offer, or recall 47 (53%)
Make whole 26 (29%)
Back pay 27 (30%)
Cease-and-desist order 77 (87%)
Return subcontracted work to bargaining unit 2 (2%)
Reopen/resume operations 5 (6%)
Restore status quo 2 (2%)
Apply terms of last collective agreement 3 (3%)
Post notice 66 (74%)
President of company publicly read notice 1 (1%)
Gissel bargaining order or order to bargain with an existing union 25 (28%)
Vacate election results and/or order a new election 12 (13%)
Expunge anti-union by-law 1 (1%)
Remand (in whole or in part) to Board for remedy 7 (8%)

Remanded re: result 1 (6%) 0 (0%) 1 (3%)

a Neither 8(a)(5) (failure to bargain) nor illegal lock-out cases were included in the analysis. In cases where both a threat of closing and an actual closing occurred, those issues are in separate categories here, in contrast to their combining in Table B.1. (See note a supra in Table B.1.)

b This includes cases that, although not explicitly coded as 8(a)(1), implied an 8(a)(1) coding (such as cases that involved threat and other 8(a)(I) violations). However, it does not include cases that stated "other 8(a)(1) and 8(a)(3) violations."

c Percentages are of each particular type of complaint.

d As contrasted with cases remanded regarding specific remedies.

Table B.3. By Remedy Awarded (by the NLRB, and affirmed by the Court of Appeals)

a Many of the cases involved other unfair labor practice (ULP) complaints, in addition to those related to plant closures and/or threats. There is no way of ascertaining which remedies were specifically designed to deal with ULPs that are related to plant closing without an in-depth analysis of each case opinion, not possible within the Secretariat’s time frame.

b Percentages are of total number of cases; percentages may not add up to 100 percent because of rounding and because of multiple remedies being awarded in individual cases.

Table B.4. New Organizing v. Existing Unions

Status of Relationship Sub-status Number of Cases
New organizing
70 (79%)
Existing union Successor/alter ego employer 14 (16%)

Same employer 5 (6%)

Table B.5. Successful and Unsuccessful Complaints, by Status of Bargaining Relationship

Status Sub-status No. of Cases Successful Complaints Unsuccessful Complaintsa
New organizing
70 67 (96%) 3 (4%)
Existing union Successor/ alter ego employer 14 14 (100%) 0 (0%)

Same employer 5 3 (60%) 2 (40%)

a This category includes both cases that were rejected and cases that were remanded with respect to disposition.

Table B.6. Chronological Progression of Complaints

1986

1987

1988

1989

1990

1991

1992

1993

Total

1

6

9

12

11

18

4

28

89

Table B. 7. Particular Unions Involved

International Brotherhood of Teamsters (IBT)C17 United Electrical Workers (UE)C3 WoodworkersC2
United Food and Commercial Workers (UFCW)C13 Allied Clothing and Textile Workers Union (ACTWU)C3 LaborersC2
United Auto Workers (UAW)C9 United Mine Workers of America (UMWA)C2 Glass, Plastic, & AlliedC2
United Steel Workers of America (USWA)C6 International Association of Machinists (IAM)C2 Other ALF-CIOC13
International Brotherhood of Electrical Workers (IBEW)C5 HEREC2 UnaffiliatedC3
GCIUC3 OCAWC2

Table B.8. Geographic Location of Employers in 89 Cases Studieda=

Michigan—10 cases New Jersey—7 cases Kentucky—5 cases
Ohio—9 cases California—6 cases Indiana—4 cases
Pennsylvania—7 cases Tennessee—5 cases West Virginia—4 cases
New York—7 cases

a Remaining 25 cases spread among 15 other states


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